ADVANCING ADVOCACY

The Canadian Advocacy Council has been one of the most active stakeholders in the development of policy and regulation for over 20 years.

Investor Protection

Investor Protection

We fight for investor protection from an unbiased and professional perspective, believing that trust in markets by investors of all types is a critical component of market integrity.

Professionalism

Professionalism

We are champions of professionalism – meaning the highest standards of competency, ethics, and duty to clients.

Integrity

Integrity

We believe that markets function best when underpinned by integrity and transparency.

Working Together

Working Together

Markets, regulators and investment professionals should work together to protect and foster the societal benefits of well-functioning financial markets.

CANADIAN ADVOCACY COUNCIL
CANADIAN INVESTMENT PERFORMANCE COUNCIL

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CIRO – Policy Options for Leveling the Advisor Compensation Playing Field
March 25, 2024
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FCNB – Publication of proposed Financial and Consumer Services Commission Rule TPA-001 General and Rule TPA-002 Fees under the Financial Advisors and Financial Planners Title Protection Act
March 20, 2024
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CIRO – Proposed Amendments Respecting the Reasonable Expectation to Settle a Short Sale
March 19, 2024
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CIRO Bulletin 24-0007 – Rules Bulletin – Request for Comments – DC Rules –Rule Consolidation Project – Phase 2
March 11, 2024
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CSA – Notice and Request for Comment – Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service
February 28, 2024
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