{"id":1876,"date":"2019-07-10T18:19:23","date_gmt":"2019-07-10T18:19:23","guid":{"rendered":"http:\/\/localhost:10018\/?post_type=advocacy_newsletter&#038;p=1876"},"modified":"2022-09-29T18:20:50","modified_gmt":"2022-09-29T18:20:50","slug":"july-2019-advocacy-newsletter","status":"publish","type":"advocacy_newsletter","link":"https:\/\/cfacanada.org\/fr\/advocacy_newsletter\/july-2019-advocacy-newsletter\/","title":{"rendered":"July 2019 Advocacy Newsletter"},"content":{"rendered":"\n<div class=\"wp-block-group is-layout-flow wp-block-group-is-layout-flow\">    <div class=\"hero hero--without-image hero-banner-block alignfull\">\n        <div class=\"hero__wrapper container\">\n            <div class=\"row justify-content-between align-items-center g-0\">\n                <div class=\"d-flex col-12\">\n                    <div class=\"hero__content\">\n                        <h1 class=\"hero__title\">July 2019 Advocacy Newsletter<\/h1>\n                                                                                            <\/div>\n                <\/div>\n                            <\/div>\n        <\/div>\n    <\/div>\n\n\n\n\n\n<h2 class=\"wp-block-heading\">Download PDF:<\/h2>\n\n\n\n<p><a href=\"http:\/\/cfacanada.org\/wp-content\/uploads\/2022\/09\/July-2019-Advocacy-Newsletter.pdf\" target=\"_blank\" rel=\"noreferrer noopener\">July 2019 Advocacy Newsletter<\/a><\/p>\n\n\n\n<p><\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Summary:<\/h2>\n\n\n\n<p>IIROC is moving ahead with proposals to introduce a minor contravention program (\u201cMCP\u201d) which would be a middle ground between a cautionary letter and formal disciplinary action. Unlike the original proposal, the MCP would not be available for dealer members but only for Approved Persons (individuals). MCP Notices would be issued for contraventions of IIROC requirements that are isolated and result in limited harm to the public. The MCP would be based on stated criteria for eligibility, and sanctions would be fixed at $5,000 per contravention (an increase from the $2,500 originally proposed). Each case would have to be approved in a streamlined process by a one-member hearing panel. A public notice setting out all matters resolved by way of MCP Notice would be issued quarterly but without identifying the Approved Person. They are also proposing to adopt a staff policy on Early Resolution Offers to complete settlement agreements earlier in the enforcement process based on the stated<\/p>\n<\/div>\n","protected":false},"featured_media":0,"template":"","categories":[],"class_list":["post-1876","advocacy_newsletter","type-advocacy_newsletter","status-publish","hentry"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.5 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>July 2019 Advocacy Newsletter - CFA Societies Canada<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/cfacanada.org\/advocacy_newsletter\/july-2019-advocacy-newsletter\/\" \/>\n<meta property=\"og:locale\" content=\"fr_FR\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"July 2019 Advocacy Newsletter - CFA Societies Canada\" \/>\n<meta property=\"og:description\" content=\"Download PDF: July 2019 Advocacy Newsletter Summary: IIROC is moving ahead with proposals to introduce a minor contravention program (\u201cMCP\u201d) which would be a middle ground between a cautionary letter and formal disciplinary action. Unlike the original proposal, the MCP would not be available for dealer members but only for Approved Persons (individuals). MCP Notices [&hellip;]\" \/>\n<meta property=\"og:url\" content=\"https:\/\/cfacanada.org\/advocacy_newsletter\/july-2019-advocacy-newsletter\/\" \/>\n<meta property=\"og:site_name\" content=\"CFA Societies Canada\" \/>\n<meta property=\"article:modified_time\" content=\"2022-09-29T18:20:50+00:00\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Dur\u00e9e de lecture estim\u00e9e\" \/>\n\t<meta name=\"twitter:data1\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/cfacanada.org\\\/advocacy_newsletter\\\/july-2019-advocacy-newsletter\\\/\",\"url\":\"https:\\\/\\\/cfacanada.org\\\/advocacy_newsletter\\\/july-2019-advocacy-newsletter\\\/\",\"name\":\"July 2019 Advocacy Newsletter - CFA Societies Canada\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/cfacanada.org\\\/#website\"},\"datePublished\":\"2019-07-10T18:19:23+00:00\",\"dateModified\":\"2022-09-29T18:20:50+00:00\",\"breadcrumb\":{\"@id\":\"https:\\\/\\\/cfacanada.org\\\/advocacy_newsletter\\\/july-2019-advocacy-newsletter\\\/#breadcrumb\"},\"inLanguage\":\"fr-FR\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/cfacanada.org\\\/advocacy_newsletter\\\/july-2019-advocacy-newsletter\\\/\"]}]},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/cfacanada.org\\\/advocacy_newsletter\\\/july-2019-advocacy-newsletter\\\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/cfacanada.org\\\/fr\\\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Advocacy Newsletters\",\"item\":\"https:\\\/\\\/cfacanada.org\\\/fr\\\/advocacy_newsletter\\\/\"},{\"@type\":\"ListItem\",\"position\":3,\"name\":\"July 2019 Advocacy Newsletter\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/cfacanada.org\\\/#website\",\"url\":\"https:\\\/\\\/cfacanada.org\\\/\",\"name\":\"CFA Societies Canada\",\"description\":\"Canadian investment values\",\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\\\/\\\/cfacanada.org\\\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"fr-FR\"}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"July 2019 Advocacy Newsletter - CFA Societies Canada","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/cfacanada.org\/advocacy_newsletter\/july-2019-advocacy-newsletter\/","og_locale":"fr_FR","og_type":"article","og_title":"July 2019 Advocacy Newsletter - CFA Societies Canada","og_description":"Download PDF: July 2019 Advocacy Newsletter Summary: IIROC is moving ahead with proposals to introduce a minor contravention program (\u201cMCP\u201d) which would be a middle ground between a cautionary letter and formal disciplinary action. Unlike the original proposal, the MCP would not be available for dealer members but only for Approved Persons (individuals). MCP Notices [&hellip;]","og_url":"https:\/\/cfacanada.org\/advocacy_newsletter\/july-2019-advocacy-newsletter\/","og_site_name":"CFA Societies Canada","article_modified_time":"2022-09-29T18:20:50+00:00","twitter_card":"summary_large_image","twitter_misc":{"Dur\u00e9e de lecture estim\u00e9e":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/cfacanada.org\/advocacy_newsletter\/july-2019-advocacy-newsletter\/","url":"https:\/\/cfacanada.org\/advocacy_newsletter\/july-2019-advocacy-newsletter\/","name":"July 2019 Advocacy Newsletter - CFA Societies Canada","isPartOf":{"@id":"https:\/\/cfacanada.org\/#website"},"datePublished":"2019-07-10T18:19:23+00:00","dateModified":"2022-09-29T18:20:50+00:00","breadcrumb":{"@id":"https:\/\/cfacanada.org\/advocacy_newsletter\/july-2019-advocacy-newsletter\/#breadcrumb"},"inLanguage":"fr-FR","potentialAction":[{"@type":"ReadAction","target":["https:\/\/cfacanada.org\/advocacy_newsletter\/july-2019-advocacy-newsletter\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/cfacanada.org\/advocacy_newsletter\/july-2019-advocacy-newsletter\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/cfacanada.org\/fr\/"},{"@type":"ListItem","position":2,"name":"Advocacy Newsletters","item":"https:\/\/cfacanada.org\/fr\/advocacy_newsletter\/"},{"@type":"ListItem","position":3,"name":"July 2019 Advocacy Newsletter"}]},{"@type":"WebSite","@id":"https:\/\/cfacanada.org\/#website","url":"https:\/\/cfacanada.org\/","name":"CFA Societies Canada","description":"Canadian investment values","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/cfacanada.org\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"fr-FR"}]}},"_links":{"self":[{"href":"https:\/\/cfacanada.org\/fr\/wp-json\/wp\/v2\/advocacy_newsletter\/1876","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/cfacanada.org\/fr\/wp-json\/wp\/v2\/advocacy_newsletter"}],"about":[{"href":"https:\/\/cfacanada.org\/fr\/wp-json\/wp\/v2\/types\/advocacy_newsletter"}],"wp:attachment":[{"href":"https:\/\/cfacanada.org\/fr\/wp-json\/wp\/v2\/media?parent=1876"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/cfacanada.org\/fr\/wp-json\/wp\/v2\/categories?post=1876"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}