{"id":2703,"date":"2023-03-08T19:08:29","date_gmt":"2023-03-08T19:08:29","guid":{"rendered":"https:\/\/cfacanada.org\/?p=2703"},"modified":"2023-03-29T18:29:03","modified_gmt":"2023-03-29T18:29:03","slug":"csa-iiroc-joint-csa-and-iiroc-staff-notice-23-329-short-selling-in-canada-the-staff-notice","status":"publish","type":"post","link":"https:\/\/cfacanada.org\/fr\/csa-iiroc-joint-csa-and-iiroc-staff-notice-23-329-short-selling-in-canada-the-staff-notice\/","title":{"rendered":"CSA & IIROC – Joint CSA and IIROC Staff Notice 23-329 Short Selling in Canada"},"content":{"rendered":"
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CSA & IIROC – Joint CSA and IIROC Staff Notice 23-329 Short Selling in Canada<\/h1>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n\n\n\n\n\n

T\u00e9l\u00e9charger le PDF :<\/h2>\n\n\n\n

CSA & IIROC – Joint CSA and IIROC Staff Notice 23-329 Short Selling in Canada <\/a><\/p>\n\n\n\n

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<\/p>\n\n\n\n

R\u00e9sum\u00e9 de la lettre :<\/h2>\n\n\n\n

La consultation passe en revue la r\u00e9glementation actuelle sur les valeurs mobili\u00e8res et les r\u00e8gles de l’OCRCVM r\u00e9gissant la vente \u00e0 d\u00e9couvert au Canada et r\u00e9sume les r\u00e9ponses \u00e0 la consultation pr\u00e9c\u00e9dente sur la vente \u00e0 d\u00e9couvert activiste. Sur la base d’un examen plus approfondi, les ACVM et l’OCRCVM ont d\u00e9termin\u00e9 que le r\u00e9gime r\u00e9glementaire actuel est conforme aux principes de r\u00e9glementation efficace de la vente \u00e0 d\u00e9couvert d\u00e9finis par l’OICV et qu’ils n’ont re\u00e7u aucune preuve sp\u00e9cifique de probl\u00e8mes li\u00e9s \u00e0 des campagnes de vente \u00e0 d\u00e9couvert activistes. Un certain nombre de questions sp\u00e9cifiques sont pos\u00e9es pour savoir si le march\u00e9 a chang\u00e9 pour soutenir l’introduction de nouvelles exigences, telles que l’obligation pour un courtier de confirmer la capacit\u00e9 d’emprunter des titres avant d’accepter un ordre de vente \u00e0 d\u00e9couvert, et si des exigences suppl\u00e9mentaires en mati\u00e8re de transparence publique devraient \u00eatre envisag\u00e9es.<\/p>\n\n\n\n

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Aper\u00e7u des commentaires du Conseil :<\/h2>\n\n\n\n

Le Conseil soutient les initiatives visant \u00e0 r\u00e9examiner la r\u00e9glementation existante afin d’en garantir l’efficacit\u00e9, mais cet exercice devrait s’appuyer sur des donn\u00e9es et sur une prise de conscience des cons\u00e9quences involontaires potentielles des changements r\u00e9glementaires. La vente \u00e0 d\u00e9couvert apporte une contribution essentielle \u00e0 la liquidit\u00e9 du march\u00e9 et \u00e0 la formation des prix, soutenant ainsi des march\u00e9s de capitaux robustes. En l’absence de preuve de pr\u00e9judice(s) sp\u00e9cifique(s), nous ne devrions pas proc\u00e9der \u00e0 des modifications de r\u00e8gles qui pourraient avoir un effet dissuasif g\u00e9n\u00e9ral sur la vente \u00e0 d\u00e9couvert et potentiellement nuire de mani\u00e8re significative \u00e0 la qualit\u00e9 des march\u00e9s de capitaux canadiens.<\/p>\n\n\n\n

<\/p>\n","protected":false},"excerpt":{"rendered":"

T\u00e9l\u00e9charger le PDF : CSA & IIROC – Joint CSA and IIROC Staff Notice 23-329 Short Selling in Canada R\u00e9sum\u00e9 de la lettre : La consultation passe en revue la r\u00e9glementation actuelle sur les valeurs mobili\u00e8res et les r\u00e8gles de l’OCRCVM r\u00e9gissant la vente \u00e0 d\u00e9couvert au Canada et r\u00e9sume les r\u00e9ponses \u00e0 la consultation […]<\/p>\n","protected":false},"author":8,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"categories":[109,111],"tags":[],"class_list":["post-2703","post","type-post","status-publish","format-standard","hentry","category-csa-fr","category-iiroc-fr"],"acf":[],"featured_image_src":null,"author_info":{"display_name":"clloyd@cfacanada.org","author_link":"https:\/\/cfacanada.org\/fr\/author\/clloydcfacanada-org\/"},"yoast_head":"\nCSA & IIROC - Joint CSA and IIROC Staff Notice 23-329 Short Selling in Canada - 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