{"id":2737,"date":"2022-02-01T20:19:46","date_gmt":"2022-02-01T20:19:46","guid":{"rendered":"https:\/\/cfacanada.org\/?p=2737"},"modified":"2023-03-17T20:21:02","modified_gmt":"2023-03-17T20:21:02","slug":"csa-staff-notice-and-request-for-comments-11-343-proposal-to-establish-a-csa-investor-advisory-panel","status":"publish","type":"post","link":"https:\/\/cfacanada.org\/fr\/csa-staff-notice-and-request-for-comments-11-343-proposal-to-establish-a-csa-investor-advisory-panel\/","title":{"rendered":"CSA Staff Notice and Request for Comments 11-343 \u2013 Proposal to Establish a CSA Investor Advisory Panel"},"content":{"rendered":"
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CSA Staff Notice and Request for Comments 11-343 \u2013 Proposal to Establish a CSA Investor Advisory Panel <\/h1>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n\n\n\n\n\n

T\u00e9l\u00e9charger le PDF :<\/h2>\n\n\n\n

CSA Staff Notice and Request for Comments 11-343 \u2013 Proposal to Establish a CSA Investor Advisory Panel <\/a><\/p>\n\n\n\n

<\/div>\n\n\n\n

<\/p>\n\n\n\n

R\u00e9sum\u00e9 de la lettre :<\/h2>\n\n\n\n

Les ACVM ont propos\u00e9 de cr\u00e9er un groupe consultatif d’investisseurs (le groupe), afin de mieux repr\u00e9senter les points de vue des investisseurs individuels par l’interm\u00e9diaire d’un groupe pancanadien plut\u00f4t que par le biais d’un engagement ad hoc avec divers membres des ACVM ou par des lettres de commentaires. Le panel est cens\u00e9 repr\u00e9senter un \u00e9ventail diversifi\u00e9 d’int\u00e9r\u00eats d’investisseurs, \u00eatre ind\u00e9pendant des ACVM tout en ayant un acc\u00e8s direct \u00e0 ces derni\u00e8res, et les ACVM investiront des ressources pour soutenir le panel. Il s’attachera \u00e0 fournir des commentaires sur les r\u00e8gles et politiques propos\u00e9es par les CSA. Le panel pourra utiliser un certain nombre de m\u00e9thodes pour obtenir des informations, notamment des groupes de discussion et des enqu\u00eates. Les demandes d’adh\u00e9sion seront sollicit\u00e9es d\u00e9but 2022 (5 \u00e0 9 membres) et les membres seront r\u00e9mun\u00e9r\u00e9s pour leur travail. Le groupe devrait se r\u00e9unir au moins une fois par trimestre, fournir un rapport annuel sur ses activit\u00e9s et assister \u00e0 la r\u00e9union des pr\u00e9sidents de l’ASC pour rendre compte des questions sp\u00e9cifi\u00e9es par l’ASC. Le projet de mandat d\u00e9finit un certain nombre de points op\u00e9rationnels, notamment le processus de s\u00e9lection des membres, la dur\u00e9e des mandats du panel et les attentes en mati\u00e8re de divulgation des conflits.<\/p>\n\n\n\n

<\/p>\n\n\n\n

Aper\u00e7u des commentaires du Conseil :<\/h2>\n\n\n\n

Le CAC est tr\u00e8s favorable \u00e0 la proposition des ACVM et aux efforts d\u00e9ploy\u00e9s pour obtenir le point de vue des investisseurs par le biais de la cr\u00e9ation propos\u00e9e d’un groupe consultatif d’investisseurs (\u00a0\u00bb GCI \u00ab\u00a0). Le CAC, qui est l’un des commentateurs les plus actifs en mati\u00e8re de politique des valeurs mobili\u00e8res au Canada, se r\u00e9jouit de la pr\u00e9sence de nouveaux d\u00e9fenseurs des int\u00e9r\u00eats des investisseurs et de march\u00e9s plus \u00e9quitables, bien inform\u00e9s et dot\u00e9s de ressources suffisantes. \u00c0 ce titre, le CAC f\u00e9licite les ACVM pour le grand pas dans cette direction que repr\u00e9sente cet avis du personnel.<\/p>\n\n\n\n

La protection des investisseurs \u00e9tant l’un des principaux objectifs de la l\u00e9gislation sur les valeurs mobili\u00e8res et de la r\u00e9glementation qui en d\u00e9coule, le CAC estime qu’il incombe aux r\u00e9gulateurs de d\u00e9velopper des sources plus solides d’informations et de donn\u00e9es relatives aux investisseurs, tant qualitatives que quantitatives. L’IAP propos\u00e9 par les CSA serait bien plac\u00e9 pour informer et \u00e9ventuellement diriger en partie ce d\u00e9veloppement, et pour contribuer \u00e0 r\u00e9soudre le probl\u00e8me de l’action collective des int\u00e9r\u00eats b\u00e9n\u00e9fiques diffus des investisseurs de d\u00e9tail dans l’am\u00e9lioration de la r\u00e9glementation des valeurs mobili\u00e8res.<\/p>\n\n\n\n

Le CAC a pris note des propositions et discussions ant\u00e9rieures relatives \u00e0 des m\u00e9canismes consultatifs formalis\u00e9s pour l’OCRCVM et le nouvel OAR, dont le CAC \u00e9tait favorable, et le CAC encourage une communication et une coordination formalis\u00e9es avec un tel organisme. Le CAC estime que le Panel pourrait \u00eatre am\u00e9lior\u00e9 par l’octroi de ressources suppl\u00e9mentaires et l’examen d’un mandat \u00e9largi, soit initialement, soit apr\u00e8s une s\u00e9rie d’\u00e9tapes initiales du Panel.<\/p>\n\n\n\n

Le CAC est favorable \u00e0 une augmentation des ressources du PEI en ce qui concerne les r\u00e9unions en personne du PEI, en particulier dans ses phases de formation, \u00e9tant donn\u00e9 que le degr\u00e9 d’engagement et l’efficacit\u00e9 des r\u00e9unions strat\u00e9giques et de gouvernance de plus longue dur\u00e9e dans des formats virtuels\/\u00e9lectroniques sont limit\u00e9s. En outre, les relations au sein du PEI et avec le secr\u00e9tariat et les pr\u00e9sidents de l’ASC pourraient \u00eatre renforc\u00e9es par un soutien accru aux r\u00e9unions r\u00e9guli\u00e8res en personne.<\/p>\n","protected":false},"excerpt":{"rendered":"

T\u00e9l\u00e9charger le PDF : CSA Staff Notice and Request for Comments 11-343 \u2013 Proposal to Establish a CSA Investor Advisory Panel  R\u00e9sum\u00e9 de la lettre : Les ACVM ont propos\u00e9 de cr\u00e9er un groupe consultatif d’investisseurs (le groupe), afin de mieux repr\u00e9senter les points de vue des investisseurs individuels par l’interm\u00e9diaire d’un groupe pancanadien plut\u00f4t […]<\/p>\n","protected":false},"author":6,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"categories":[109],"tags":[],"class_list":["post-2737","post","type-post","status-publish","format-standard","hentry","category-csa-fr"],"acf":[],"featured_image_src":null,"author_info":{"display_name":"katie@sparkadvocacy.ca","author_link":"https:\/\/cfacanada.org\/fr\/author\/katiesparkadvocacy-ca\/"},"yoast_head":"\nCSA Staff Notice and Request for Comments 11-343 \u2013 Proposal to Establish a CSA Investor Advisory Panel - 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