{"id":3007,"date":"2023-09-20T13:34:43","date_gmt":"2023-09-20T13:34:43","guid":{"rendered":"https:\/\/cfacanada.org\/ciro-consultation-paper-proposed-proficiency-model-approved-persons-under-the-investment-dealer-and-partially-consolidated-rules-the-consultation\/"},"modified":"2025-07-24T09:33:55","modified_gmt":"2025-07-24T13:33:55","slug":"ciro-consultation-paper-proposed-proficiency-model-approved-persons-under-the-investment-dealer-and-partially-consolidated-rules-the-consultation","status":"publish","type":"post","link":"https:\/\/cfacanada.org\/fr\/ciro-consultation-paper-proposed-proficiency-model-approved-persons-under-the-investment-dealer-and-partially-consolidated-rules-the-consultation\/","title":{"rendered":"CIRO &#8211; Consultation Paper \u2013 Proposed Proficiency Model \u2013 Approved Persons under the Investment Dealer and Partially Consolidated Rules"},"content":{"rendered":"    <div class=\"hero hero--without-image hero-banner-block alignfull\">\n        <div class=\"hero__wrapper container\">\n            <div class=\"row justify-content-between align-items-center g-0\">\n                <div class=\"d-flex col-12\">\n                    <div class=\"hero__content\">\n                        <h1 class=\"hero__title\">CIRO &#8211; Consultation Paper \u2013 Proposed Proficiency Model \u2013 Approved Persons under the Investment Dealer and Partially Consolidated Rules<\/h1>\n                                                                                            <\/div>\n                <\/div>\n                            <\/div>\n        <\/div>\n    <\/div>\n\n\n\n\n\n<h2 class=\"wp-block-heading\">T\u00e9l\u00e9charger le PDF :<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\"><a href=\"http:\/\/cfacanada.org\/wp-content\/uploads\/2023\/09\/CIRO-Proposed-Proficiency-Model-Approved-Persons-Final.pdf\" target=\"_blank\" rel=\"noreferrer noopener\">Consultation Paper \u2013 Proposed Proficiency Model \u2013 Approved Persons under the Investment Dealer and Partially Consolidated Rules (the \u201cConsultation\u201d)<\/a><\/p>\n\n\n\n<div style=\"height:32px\" aria-hidden=\"true\" class=\"wp-block-spacer\"><\/div>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n\n<h2 class=\"wp-block-heading\">R\u00e9sum\u00e9 de la lettre :<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">Au cours des derni\u00e8res ann\u00e9es, l&rsquo;Organisme canadien de r\u00e9glementation des placements (OCRCVM), par l&rsquo;interm\u00e9diaire de l&rsquo;organisme qui l&rsquo;a pr\u00e9c\u00e9d\u00e9, l&rsquo;Organisme canadien de r\u00e9glementation du commerce des valeurs mobili\u00e8res (OCRCVM), a entrepris une initiative pluriannuelle visant \u00e0 am\u00e9liorer son r\u00e9gime de comp\u00e9tence dans l&rsquo;intention de lancer les nouvelles normes en 2026. Les normes de comp\u00e9tence sont la pierre angulaire du r\u00e9gime de r\u00e9glementation de l&rsquo;OCRCVM. Des normes de comp\u00e9tence \u00e9lev\u00e9es jouent un r\u00f4le cl\u00e9 dans la protection des investisseurs ainsi que dans l&rsquo;int\u00e9grit\u00e9 et l&rsquo;efficacit\u00e9 des march\u00e9s financiers. L&rsquo;objectif de la CIRO est de cr\u00e9er, de maintenir et de promouvoir des normes de comp\u00e9tence \u00e9lev\u00e9es et un r\u00e9gime de comp\u00e9tence solide dans le secteur de l&rsquo;investissement.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Aper\u00e7u des commentaires du Conseil :<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">Nous sommes dispos\u00e9s \u00e0 soutenir le mod\u00e8le propos\u00e9 dans la consultation, en particulier dans la mesure o\u00f9 il s&rsquo;aligne sur le mod\u00e8le am\u00e9ricain adopt\u00e9 par la FINRA et sur l&rsquo;obligation pour les candidats \u00e0 l&rsquo;examen d&rsquo;avoir une entreprise parrainante. Nous craignons que de nombreux d\u00e9tails sp\u00e9cifiques des structures op\u00e9rationnelles et de gouvernance entourant le mod\u00e8le de comp\u00e9tence propos\u00e9 soient \u00e0 l&rsquo;origine de probl\u00e8mes potentiels. C&rsquo;est pourquoi nous aimerions recevoir de plus amples d\u00e9tails pour examen et commentaires, y compris des d\u00e9tails plus explicites sur la structure du contenu et les normes auxquelles les candidats seront tenus, les niveaux de transparence qui seront fournis sur le fonctionnement et la gouvernance du mod\u00e8le, le contenu de l&rsquo;examen et les normes de l&rsquo;examen.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>T\u00e9l\u00e9charger le PDF : Consultation Paper \u2013 Proposed Proficiency Model \u2013 Approved Persons under the Investment Dealer and Partially Consolidated Rules (the \u201cConsultation\u201d) R\u00e9sum\u00e9 de la lettre : Au cours des derni\u00e8res ann\u00e9es, l&rsquo;Organisme canadien de r\u00e9glementation des placements (OCRCVM), par l&rsquo;interm\u00e9diaire de l&rsquo;organisme qui l&rsquo;a pr\u00e9c\u00e9d\u00e9, l&rsquo;Organisme canadien de r\u00e9glementation du commerce des valeurs [&hellip;]<\/p>\n","protected":false},"author":8,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"categories":[128],"tags":[],"class_list":["post-3007","post","type-post","status-publish","format-standard","hentry","category-canadian-investment-regulatory-organization-ciro-fr"],"acf":[],"featured_image_src":null,"author_info":{"display_name":"clloyd@cfacanada.org","author_link":"https:\/\/cfacanada.org\/fr\/author\/clloydcfacanada-org\/"},"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.9 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>CIRO - Consultation Paper \u2013 Proposed Proficiency Model \u2013 Approved Persons under the Investment Dealer and Partially Consolidated Rules - CFA Societies Canada<\/title>\n<meta name=\"description\" content=\"The CAC&#039;s response to CIRO \u2013 Proposed Proficiency Model \u2013 Approved Persons under the Investment Dealer and Partially Consolidated Rules.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/cfacanada.org\/fr\/ciro-consultation-paper-proposed-proficiency-model-approved-persons-under-the-investment-dealer-and-partially-consolidated-rules-the-consultation\/\" \/>\n<meta property=\"og:locale\" content=\"fr_FR\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"CIRO - Consultation Paper \u2013 Proposed Proficiency Model \u2013 Approved Persons under the Investment Dealer and Partially Consolidated Rules - CFA Societies Canada\" \/>\n<meta property=\"og:description\" content=\"The CAC&#039;s response to CIRO \u2013 Proposed Proficiency Model \u2013 Approved Persons under the Investment Dealer and Partially Consolidated Rules.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/cfacanada.org\/fr\/ciro-consultation-paper-proposed-proficiency-model-approved-persons-under-the-investment-dealer-and-partially-consolidated-rules-the-consultation\/\" \/>\n<meta property=\"og:site_name\" content=\"CFA Societies Canada\" \/>\n<meta property=\"article:published_time\" content=\"2023-09-20T13:34:43+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2025-07-24T13:33:55+00:00\" \/>\n<meta name=\"author\" content=\"clloyd@cfacanada.org\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"\u00c9crit par\" \/>\n\t<meta name=\"twitter:data1\" content=\"clloyd@cfacanada.org\" \/>\n\t<meta name=\"twitter:label2\" content=\"Dur\u00e9e de lecture estim\u00e9e\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/cfacanada.org\\\/fr\\\/ciro-consultation-paper-proposed-proficiency-model-approved-persons-under-the-investment-dealer-and-partially-consolidated-rules-the-consultation\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/cfacanada.org\\\/fr\\\/ciro-consultation-paper-proposed-proficiency-model-approved-persons-under-the-investment-dealer-and-partially-consolidated-rules-the-consultation\\\/\"},\"author\":{\"name\":\"clloyd@cfacanada.org\",\"@id\":\"https:\\\/\\\/cfacanada.org\\\/#\\\/schema\\\/person\\\/bfb8c441f84b1651d6d5ad4a42a07022\"},\"headline\":\"CIRO &#8211; 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