{"id":3170,"date":"2024-02-28T20:46:16","date_gmt":"2024-02-28T20:46:16","guid":{"rendered":"https:\/\/cfacanada.org\/csa-notice-and-request-for-comment-registered-firm-requirementspertaining-to-an-independent-dispute-resolution-service\/"},"modified":"2025-07-24T09:24:08","modified_gmt":"2025-07-24T13:24:08","slug":"csa-notice-and-request-for-comment-registered-firm-requirementspertaining-to-an-independent-dispute-resolution-service","status":"publish","type":"post","link":"https:\/\/cfacanada.org\/fr\/csa-notice-and-request-for-comment-registered-firm-requirementspertaining-to-an-independent-dispute-resolution-service\/","title":{"rendered":"CSA – Notice and Request for Comment \u2013 Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service"},"content":{"rendered":"
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CSA – Notice and Request for Comment \u2013 Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service <\/h1>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n\n\n\n\n\n

T\u00e9l\u00e9charger le PDF :<\/h2>\n\n\n\n

CSA – Notice and Request for Comment \u2013 Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service<\/a><\/p>\n\n\n\n

R\u00e9sum\u00e9 de la lettre :<\/h2>\n\n\n\n

Les Autorit\u00e9s canadiennes en valeurs mobili\u00e8res (ACVM) ont propos\u00e9 un cadre r\u00e9glementaire pour un service ind\u00e9pendant de r\u00e8glement des diff\u00e9rends dont les d\u00e9cisions seraient contraignantes.
Selon le cadre propos\u00e9, l’Ombudsman des services bancaires et d’investissement (OSBI) devrait \u00eatre le service ind\u00e9pendant de r\u00e8glement des diff\u00e9rends d\u00e9sign\u00e9 ou reconnu pour le secteur de l’investissement. Le cadre r\u00e9glementaire propos\u00e9 comprend \u00e9galement des propositions de modification de certaines dispositions relatives au traitement des plaintes en vertu de la l\u00e9gislation canadienne sur les valeurs mobili\u00e8res.<\/p>\n\n\n\n

Aper\u00e7u des commentaires du Conseil:<\/h2>\n\n\n\n

Le CAC a donn\u00e9 son avis sur des questions sp\u00e9cifiques de la consultation et a soulign\u00e9 sa demande de longue date d’accorder \u00e0 l’OBSI le pouvoir de rendre des d\u00e9cisions contraignantes en ce qui concerne les plaintes des investisseurs. En outre, le CAC a soulign\u00e9 l’importance pour l’OBSI de rester un d\u00e9cideur ind\u00e9pendant et a insist\u00e9 sur l’importance pour l’OBSI de contr\u00f4ler l’efficacit\u00e9 de ce cadre au fur et \u00e0 mesure de sa mise en place, et de rendre compte au public \u00e0 ce sujet.<\/p>\n","protected":false},"excerpt":{"rendered":"

T\u00e9l\u00e9charger le PDF : CSA – Notice and Request for Comment \u2013 Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service R\u00e9sum\u00e9 de la lettre : Les Autorit\u00e9s canadiennes en valeurs mobili\u00e8res (ACVM) ont propos\u00e9 un cadre r\u00e9glementaire pour un service ind\u00e9pendant de r\u00e8glement des diff\u00e9rends dont les d\u00e9cisions seraient contraignantes.Selon le cadre propos\u00e9, […]<\/p>\n","protected":false},"author":8,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"categories":[109],"tags":[],"class_list":["post-3170","post","type-post","status-publish","format-standard","hentry","category-csa-fr"],"acf":[],"featured_image_src":null,"author_info":{"display_name":"clloyd@cfacanada.org","author_link":"https:\/\/cfacanada.org\/fr\/author\/clloydcfacanada-org\/"},"yoast_head":"\nCSA - 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