{"id":3441,"date":"2024-07-15T21:11:00","date_gmt":"2024-07-15T21:11:00","guid":{"rendered":"https:\/\/cfacanada.org\/ciro-rule-consolidation-project-phase-3\/"},"modified":"2025-07-24T09:18:39","modified_gmt":"2025-07-24T13:18:39","slug":"ciro-rule-consolidation-project-phase-3","status":"publish","type":"post","link":"https:\/\/cfacanada.org\/fr\/ciro-rule-consolidation-project-phase-3\/","title":{"rendered":"CIRO – Rule Consolidation Project – Phase 3"},"content":{"rendered":"
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CIRO – Rule Consolidation Project – Phase 3<\/h1>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n\n\n\n\n\n

T\u00e9l\u00e9charger le PDF :<\/h2>\n\n\n\n

CIRO – Rule Consolidation Project – Phase 3<\/a><\/p>\n\n\n\n

<\/p>\n\n\n\n

R\u00e9sum\u00e9 de la lettre :<\/h2>\n\n\n\n

Le projet de consolidation des r\u00e8gles regroupera les deux ensembles de r\u00e8gles actuellement applicables aux courtiers en valeurs mobili\u00e8res (r\u00e8gles IDPC) et aux courtiers en fonds communs de placement (r\u00e8gles MFD) en un seul ensemble de r\u00e8gles applicables aux deux cat\u00e9gories de courtiers membres de l’OCRCVM \u00e0 l’avenir.<\/p>\n\n\n\n

<\/p>\n\n\n\n

Aper\u00e7u des commentaires du Conseil :<\/h2>\n\n\n\n

Le CAC a g\u00e9n\u00e9ralement r\u00e9pondu positivement aux propositions, soulignant son soutien \u00e0 l’harmonisation et \u00e0 la simplification des r\u00e8gles, qui favorisent la conformit\u00e9 et la clart\u00e9 pour l’industrie.<\/p>\n\n\n\n

Dans ses commentaires, le CAC a demand\u00e9 \u00e0 OCRI de clarifier sa position et son plan en ce qui concerne l’utilisation autoris\u00e9e par les personnes inscrites de soci\u00e9t\u00e9s personnelles pour mener des activit\u00e9s enregistrables et non enregistrables.<\/p>\n\n\n\n

Il a r\u00e9it\u00e9r\u00e9 ses pr\u00e9occupations relatives \u00e0 la protection des investisseurs et sa position selon laquelle il faudrait demander des \u00e9claircissements aux autorit\u00e9s fiscales avant de proc\u00e9der \u00e0 toute initiative de changement, \u00e9tant donn\u00e9 les co\u00fbts importants que tout changement entra\u00eenerait pour le secteur.<\/p>\n\n\n\n

Parmi d’autres commentaires sp\u00e9cifiques, il a \u00e9t\u00e9 not\u00e9 qu’en ce qui concerne les audiences de r\u00e8glement, le CAC pr\u00e9f\u00e8re la flexibilit\u00e9 des r\u00e8gles MFD, qui permet au panel d’audience de d\u00e9terminer dans quelles circonstances une audience de r\u00e8glement pourrait \u00eatre rendue publique, car il peut y avoir un int\u00e9r\u00eat public suffisant dans certains cas.<\/p>\n\n\n\n

<\/p>\n","protected":false},"excerpt":{"rendered":"

T\u00e9l\u00e9charger le PDF : CIRO – Rule Consolidation Project – Phase 3 R\u00e9sum\u00e9 de la lettre : Le projet de consolidation des r\u00e8gles regroupera les deux ensembles de r\u00e8gles actuellement applicables aux courtiers en valeurs mobili\u00e8res (r\u00e8gles IDPC) et aux courtiers en fonds communs de placement (r\u00e8gles MFD) en un seul ensemble de r\u00e8gles applicables […]<\/p>\n","protected":false},"author":8,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"categories":[128],"tags":[],"class_list":["post-3441","post","type-post","status-publish","format-standard","hentry","category-canadian-investment-regulatory-organization-ciro-fr"],"acf":[],"featured_image_src":null,"author_info":{"display_name":"clloyd@cfacanada.org","author_link":"https:\/\/cfacanada.org\/fr\/author\/clloydcfacanada-org\/"},"yoast_head":"\nCIRO - Rule Consolidation Project - 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