{"id":3735,"date":"2024-09-18T15:16:19","date_gmt":"2024-09-18T19:16:19","guid":{"rendered":"https:\/\/cfacanada.org\/ciro-approved-persons-investment-dealer-and-partially-consolidated-rules\/"},"modified":"2025-07-24T09:17:57","modified_gmt":"2025-07-24T13:17:57","slug":"ciro-approved-persons-investment-dealer-and-partially-consolidated-rules","status":"publish","type":"post","link":"https:\/\/cfacanada.org\/fr\/ciro-approved-persons-investment-dealer-and-partially-consolidated-rules\/","title":{"rendered":"CIRO – Approved Persons Investment Dealer and Partially Consolidated Rules"},"content":{"rendered":"
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CIRO – Approved Persons Investment Dealer and Partially Consolidated Rules<\/h1>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n\n\n\n\n\n

T\u00e9l\u00e9charger le PDF :<\/h2>\n\n\n\n

CIRO – Approved Persons Investment Dealer and Partially Consolidated Rules<\/a><\/p>\n\n\n\n

<\/p>\n\n\n\n

R\u00e9sum\u00e9 de la lettre :<\/h2>\n\n\n\n

L’OCRCVM publie pour commentaires des modifications propos\u00e9es (modifications propos\u00e9es) \u00e0 ses r\u00e8gles de comp\u00e9tence applicables aux personnes agr\u00e9\u00e9es des courtiers en valeurs mobili\u00e8res dans les r\u00e8gles des courtiers en valeurs mobili\u00e8res et les r\u00e8gles partiellement consolid\u00e9es afin de refl\u00e9ter son mod\u00e8le de comp\u00e9tence propos\u00e9.

Les points saillants du mod\u00e8le de comp\u00e9tence propos\u00e9 sont les suivants :<\/p>\n\n\n\n

    \n
  • Examens pour chaque cat\u00e9gorie de personne agr\u00e9\u00e9e en fonction des profils de comp\u00e9tences publi\u00e9s,<\/li>\n\n\n\n
  • Pas de cours obligatoires comme conditions pr\u00e9alables aux examens,<\/li>\n\n\n\n
  • Formation obligatoire \u00e0 la conduite lors de l’agr\u00e9ment,<\/li>\n\n\n\n
  • Formation continue sur des sujets prescrits par le CIRO chaque ann\u00e9e,<\/li>\n\n\n\n
  • Les exigences de base en mati\u00e8re d’\u00e9ducation pour les repr\u00e9sentants inscrits doivent inclure un dipl\u00f4me, une licence ou quatre ann\u00e9es d’exp\u00e9rience professionnelle pertinente, et une formation continue sur des sujets mandat\u00e9s par CIRO.
    quatre ans d’exp\u00e9rience professionnelle pertinente, et<\/li>\n\n\n\n
  • Un r\u00f4le plus important pour CIRO dans la conception de nouveaux programmes et leur mise en \u0153uvre.<\/li>\n<\/ul>\n\n\n\n

    <\/p>\n\n\n\n

    Aper\u00e7u des commentaires du Conseil :<\/h2>\n\n\n\n

    <\/p>\n\n\n\n

    L’OCRCVM a publi\u00e9, pour commentaires, les modifications qu’elle propose d’apporter \u00e0 ses r\u00e8gles de comp\u00e9tence applicables aux personnes agr\u00e9\u00e9es des courtiers en valeurs mobili\u00e8res.<\/p>\n\n\n\n

    Le CAC se r\u00e9jouit de l’intention de la CIRO d’introduire un plan d’examen ou un syllabus contenant des informations telles que la pond\u00e9ration des sujets et des exemples d’examens, dans le but de fournir suffisamment d’informations pour permettre aux candidats qui \u00e9tudient de mani\u00e8re autonome de se pr\u00e9parer raisonnablement aux examens et de les r\u00e9ussir.<\/p>\n\n\n\n

    Le CAC a fait des commentaires reconnaissant les changements abandonnant l’exigence propos\u00e9e pour le parrainage de l’entreprise dans le cadre de l’admissibilit\u00e9 \u00e0 l’examen, mais a mis en garde contre la publicit\u00e9 et le d\u00e9veloppement commercial sans contrainte par les fournisseurs de pr\u00e9paration \u00e0 l’examen et la possibilit\u00e9 de repr\u00e9sentations trompeuses qui pourraient \u00eatre faites aux aspirants de l’industrie.<\/p>\n\n\n\n

    Le CAC sugg\u00e8re que le CIRO introduise des composantes de formation et de formation continue sur les questions li\u00e9es \u00e0 l’intelligence artificielle, \u00e0 la diversit\u00e9, \u00e0 l’\u00e9quit\u00e9, \u00e0 l’inclusion, \u00e0 la r\u00e9conciliation avec les autochtones, aux questions li\u00e9es aux ESG et au climat, ainsi qu’\u00e0 d’autres d\u00e9veloppements \u00e9mergents pertinents pour les profils de comp\u00e9tences. Le CAC a \u00e9galement formul\u00e9 des suggestions cibl\u00e9es concernant la transition dans le cadre du programme CFA.<\/p>\n\n\n\n

    <\/p>\n","protected":false},"excerpt":{"rendered":"

    T\u00e9l\u00e9charger le PDF : CIRO – Approved Persons Investment Dealer and Partially Consolidated Rules R\u00e9sum\u00e9 de la lettre : L’OCRCVM publie pour commentaires des modifications propos\u00e9es (modifications propos\u00e9es) \u00e0 ses r\u00e8gles de comp\u00e9tence applicables aux personnes agr\u00e9\u00e9es des courtiers en valeurs mobili\u00e8res dans les r\u00e8gles des courtiers en valeurs mobili\u00e8res et les r\u00e8gles partiellement consolid\u00e9es […]<\/p>\n","protected":false},"author":8,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"categories":[128],"tags":[],"class_list":["post-3735","post","type-post","status-publish","format-standard","hentry","category-canadian-investment-regulatory-organization-ciro-fr"],"acf":[],"featured_image_src":null,"author_info":{"display_name":"clloyd@cfacanada.org","author_link":"https:\/\/cfacanada.org\/fr\/author\/clloydcfacanada-org\/"},"yoast_head":"\nCIRO - 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