{"id":3835,"date":"2024-11-21T14:28:13","date_gmt":"2024-11-21T19:28:13","guid":{"rendered":"https:\/\/cfacanada.org\/obsi-consultation-on-loss-calculation-for-complaints-involving-unsuitably-sold-illiquid-exempt-market-securities\/"},"modified":"2025-07-24T09:17:05","modified_gmt":"2025-07-24T13:17:05","slug":"obsi-consultation-on-loss-calculation-for-complaints-involving-unsuitably-sold-illiquid-exempt-market-securities","status":"publish","type":"post","link":"https:\/\/cfacanada.org\/fr\/obsi-consultation-on-loss-calculation-for-complaints-involving-unsuitably-sold-illiquid-exempt-market-securities\/","title":{"rendered":"OBSI – Consultation on Loss Calculation for Complaints Involving Unsuitably Sold Illiquid Exempt Market Securities"},"content":{"rendered":"
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OBSI – Consultation on Loss Calculation for Complaints Involving Unsuitably Sold Illiquid Exempt Market Securities<\/h1>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n\n\n\n\n\n

T\u00e9l\u00e9charger le PDF :<\/h2>\n\n\n\n

OBSI – Consultation on Loss Calculation for Complaints Involving Unsuitably Sold Illiquid Exempt Market Securities<\/a><\/p>\n\n\n\n

<\/p>\n\n\n\n

R\u00e9sum\u00e9 de la lettre :<\/h2>\n\n\n\n

L’Ombudsman des services bancaires et d’investissement (OSBI) souhaite obtenir l’avis des parties prenantes et du public sur sa m\u00e9thode de calcul des pertes subies par les investisseurs dans les cas de ventes inappropri\u00e9es de titres illiquides du march\u00e9 libre. Cette consultation vise \u00e0 \u00e9valuer le processus qu’il utilise actuellement et \u00e0 l’aider \u00e0 d\u00e9terminer s’il existe de meilleures approches alternatives qu’il devrait adopter dans de tels cas.<\/p>\n\n\n\n

Aper\u00e7u des commentaires du Conseil :<\/h2>\n\n\n\n

L’OSBI souhaite obtenir l’avis des parties prenantes et du public sur sa m\u00e9thode de calcul des pertes subies par les investisseurs dans les cas de ventes inappropri\u00e9es de titres illiquides du march\u00e9 dispens\u00e9. L’OBSI souhaite obtenir l’avis des parties prenantes et d’autres parties int\u00e9ress\u00e9es sur les processus qu’elle utilise actuellement afin de l’aider \u00e0 d\u00e9terminer s’il existe de meilleures approches alternatives qu’elle devrait adopter dans de tels cas.<\/p>\n\n\n\n

Le CAC est g\u00e9n\u00e9ralement d’accord avec la m\u00e9thode de l’OBSI qui consiste \u00e0 attribuer une valeur de z\u00e9ro \u00e0 ces titres, ce qui oblige les investisseurs \u00e0 les restituer \u00e0 l’entreprise. Ils soulignent la n\u00e9cessit\u00e9 de clarifier la mani\u00e8re dont l’OBSI d\u00e9termine la valeur finale, car les entreprises pourraient involontairement tirer profit de la vente ult\u00e9rieure des titres. Ils insistent \u00e9galement sur le fait que les investisseurs ne doivent pas abuser de la position de l’OBSI en tant que protection contre les pertes normales du march\u00e9.<\/p>\n\n\n\n

En ce qui concerne l’approche g\u00e9n\u00e9rale consistant \u00e0 attribuer une valeur nulle, le CAC estime qu’elle est raisonnable, mais demande des exceptions si n\u00e9cessaire. Ils soulignent la n\u00e9cessit\u00e9 pour l’OBSI d’examiner les cas impliquant des courtiers captifs qui ont des options d’investissement limit\u00e9es et de clarifier leur m\u00e9thodologie d’\u00e9valuation des investissements alternatifs. Cela contribuerait \u00e0 garantir des r\u00e9sultats \u00e9quitables tant pour les consommateurs que pour les entreprises impliqu\u00e9es dans ces transactions.<\/p>\n","protected":false},"excerpt":{"rendered":"

T\u00e9l\u00e9charger le PDF : OBSI – Consultation on Loss Calculation for Complaints Involving Unsuitably Sold Illiquid Exempt Market Securities R\u00e9sum\u00e9 de la lettre : L’Ombudsman des services bancaires et d’investissement (OSBI) souhaite obtenir l’avis des parties prenantes et du public sur sa m\u00e9thode de calcul des pertes subies par les investisseurs dans les cas de […]<\/p>\n","protected":false},"author":8,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"categories":[108],"tags":[],"class_list":["post-3835","post","type-post","status-publish","format-standard","hentry","category-obsi-fr"],"acf":[],"featured_image_src":null,"author_info":{"display_name":"clloyd@cfacanada.org","author_link":"https:\/\/cfacanada.org\/fr\/author\/clloydcfacanada-org\/"},"yoast_head":"\nOBSI - Consultation on Loss Calculation for Complaints Involving Unsuitably Sold Illiquid Exempt Market Securities - 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