{"id":3896,"date":"2025-01-20T09:08:48","date_gmt":"2025-01-20T14:08:48","guid":{"rendered":"https:\/\/cfacanada.org\/ciro-distributing-funds-disgorged-and-collected-through-ciro-disciplinary-proceedings-to-harmed-investors-phase-ii\/"},"modified":"2025-07-24T09:14:55","modified_gmt":"2025-07-24T13:14:55","slug":"ciro-distributing-funds-disgorged-and-collected","status":"publish","type":"post","link":"https:\/\/cfacanada.org\/fr\/ciro-distributing-funds-disgorged-and-collected\/","title":{"rendered":"CIRO – Distributing Funds Disgorged and Collected through\u00a0CIRO\u00a0Disciplinary Proceedings to Harmed Investors (Phase\u00a0II)"},"content":{"rendered":"
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CIRO – Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II)<\/h1>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n\n\n\n\n\n

T\u00e9l\u00e9charger le PDF :<\/h2>\n\n\n\n

CIRO – Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II<\/a>)<\/p>\n\n\n\n

<\/p>\n\n\n\n

R\u00e9sum\u00e9 de la lettre :<\/h2>\n\n\n\n

CIRO a publi\u00e9 pour commentaires la phase II de sa proposition de processus de distribution aux investisseurs l\u00e9s\u00e9s des fonds d\u00e9gorg\u00e9s et collect\u00e9s dans le cadre des proc\u00e9dures disciplinaires de CIRO.<\/p>\n\n\n\n

Pour cette phase II, ils ont ajout\u00e9 \u00e0 la proposition initiale des clarifications et des d\u00e9tails suppl\u00e9mentaires dans leurs r\u00e9ponses aux commentaires, leur \u00e9valuation de l’impact de la proposition et une liste mise \u00e0 jour des questions de consultation.<\/p>\n\n\n\n

<\/p>\n\n\n\n

<\/p>\n\n\n\n

Aper\u00e7u des commentaires du Conseil :<\/h2>\n\n\n\n

Le Canadian Advocacy Council (CAC) a r\u00e9pondu \u00e0 la demande de commentaires de l’Organisme canadien de r\u00e9glementation des investissements (OCRI) sur son initiative de distribution des fonds d\u00e9gorg\u00e9s aux investisseurs l\u00e9s\u00e9s. Le CAC a f\u00e9licit\u00e9 l’OCRCVM pour sa transparence, son engagement aupr\u00e8s des parties prenantes et son leadership politique dans ce domaine.<\/p>\n\n\n\n

Les points cl\u00e9s de la lettre sont les suivants :<\/p>\n\n\n\n

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  • Le Conseil a pris acte de la clarification de CIRO selon laquelle le programme sera g\u00e9r\u00e9 en utilisant ses ressources et sa structure existantes, le Bureau de l’avocat g\u00e9n\u00e9ral agissant en tant qu’administrateur. Le CAC reconna\u00eet que le CIRO a r\u00e9alis\u00e9 une \u00e9tude d’impact et a conclu que les avantages pour les investisseurs l’emportent sur les co\u00fbts administratifs.<\/li>\n\n\n\n
  • Le Conseil a \u00e9galement soutenu le projet du CIRO de proc\u00e9der \u00e0 des examens r\u00e9guliers pour \u00e9valuer l’efficacit\u00e9 du programme et a encourag\u00e9 la publication de ces r\u00e9sultats pour am\u00e9liorer la transparence et informer des initiatives r\u00e9glementaires similaires.<\/li>\n\n\n\n
  • Le CAC a not\u00e9 que l’Administrateur a le pouvoir discr\u00e9tionnaire de renoncer aux distributions si les co\u00fbts d\u00e9passent les avantages, sur la base de facteurs tels que le montant des fonds collect\u00e9s, le nombre et la valeur des r\u00e9clamations, la localisation des r\u00e9clamants et la faisabilit\u00e9 du traitement des paiements. Le Conseil a encourag\u00e9 le CIRO \u00e0 publier les raisons de ces d\u00e9cisions afin de maintenir la transparence.<\/li>\n\n\n\n
  • En outre, le CAC a demand\u00e9 des \u00e9claircissements sur la question de savoir si les fonds r\u00e9siduels provenant des distributions non poursuivies resteront dans le fonds restreint du CIRO pour les r\u00e9clamations futures ou seront transf\u00e9r\u00e9s sur un compte g\u00e9n\u00e9ral.<\/li>\n\n\n\n
  • Le CAC a salu\u00e9 cette initiative comme un m\u00e9canisme important pour renforcer la protection des investisseurs, l’int\u00e9grit\u00e9 du march\u00e9 et la confiance, a appr\u00e9ci\u00e9 la r\u00e9activit\u00e9 de CIRO aux commentaires, et reste ouvert \u00e0 un engagement plus pouss\u00e9 sur ce sujet et d’autres questions r\u00e9glementaires.<\/li>\n<\/ul>\n\n\n\n

    <\/p>\n","protected":false},"excerpt":{"rendered":"

    T\u00e9l\u00e9charger le PDF : CIRO – Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II) R\u00e9sum\u00e9 de la lettre : CIRO a publi\u00e9 pour commentaires la phase II de sa proposition de processus de distribution aux investisseurs l\u00e9s\u00e9s des fonds d\u00e9gorg\u00e9s et collect\u00e9s dans le cadre des proc\u00e9dures disciplinaires de CIRO. Pour cette […]<\/p>\n","protected":false},"author":8,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"categories":[128],"tags":[],"class_list":["post-3896","post","type-post","status-publish","format-standard","hentry","category-canadian-investment-regulatory-organization-ciro-fr"],"acf":[],"featured_image_src":null,"author_info":{"display_name":"clloyd@cfacanada.org","author_link":"https:\/\/cfacanada.org\/fr\/author\/clloydcfacanada-org\/"},"yoast_head":"\nCIRO - Distributing Funds Disgorged and Collected through\u00a0CIRO\u00a0Disciplinary Proceedings to Harmed Investors (Phase\u00a0II) - CFA Societies Canada<\/title>\n<meta name=\"description\" content=\"CAC's response to CIRO - Distributing Funds Disgorged and Collected through\u00a0CIRO\u00a0Disciplinary Proceedings to Harmed Investors (Phase\u00a0II)\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/cfacanada.org\/fr\/ciro-distributing-funds-disgorged-and-collected\/\" \/>\n<meta property=\"og:locale\" content=\"fr_FR\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"CIRO - 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