{"id":3920,"date":"2025-01-24T08:51:09","date_gmt":"2025-01-24T13:51:09","guid":{"rendered":"https:\/\/cfacanada.org\/ciro-rule-consolidation-project-phase-4\/"},"modified":"2025-07-24T09:13:48","modified_gmt":"2025-07-24T13:13:48","slug":"ciro-rule-consolidation-project-phase-4","status":"publish","type":"post","link":"https:\/\/cfacanada.org\/fr\/ciro-rule-consolidation-project-phase-4\/","title":{"rendered":"CIRO – Rule Consolidation Project \u2013 Phase 4"},"content":{"rendered":"
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CIRO – Rule Consolidation Project \u2013 Phase 4<\/h1>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n\n\n\n\n\n

T\u00e9l\u00e9charger le PDF :<\/h2>\n\n\n\n

CIRO – Rule Consolidation Project \u2013 Phase 4<\/a><\/p>\n\n\n\n

<\/p>\n\n\n\n

R\u00e9sum\u00e9 de la lettre :<\/h2>\n\n\n\n

CIRO publie pour commentaires la phase 4 de ses propositions de r\u00e8gles dans le cadre de son projet de consolidation des r\u00e8gles. Le projet de consolidation des r\u00e8gles regroupera les deux ensembles de r\u00e8gles actuellement applicables aux courtiers en valeurs mobili\u00e8res (r\u00e8gles IDPC) et aux courtiers en fonds communs de placement (r\u00e8gles MFD) en un seul ensemble de r\u00e8gles applicables aux deux cat\u00e9gories de courtiers membres de l’OCRCVM.<\/p>\n\n\n\n

L’objectif de la phase 4 du projet de consolidation des r\u00e8gles (phase 4 des r\u00e8gles CD propos\u00e9es) est d’adopter des exigences qui sont pour la plupart uniques aux r\u00e8gles IDPC et MFD et qui ont \u00e9t\u00e9 \u00e9valu\u00e9es comme ayant des diff\u00e9rences jug\u00e9es significatives avec des impacts mat\u00e9riels potentiels sur les parties prenantes.<\/p>\n\n\n\n

Aper\u00e7u des commentaires du Conseil :<\/h2>\n\n\n\n

Le Canadian Advocacy Council (CAC) a r\u00e9pondu \u00e0 la demande de commentaires de l’Organisme canadien de r\u00e9glementation des investissements (OCRI) sur son initiative visant \u00e0 distribuer les fonds d\u00e9gag\u00e9s aux investisseurs l\u00e9s\u00e9s. Le CAC a f\u00e9licit\u00e9 l’OCRI pour sa transparence, son engagement aupr\u00e8s des parties prenantes et son leadership politique dans ce domaine.<\/p>\n\n\n\n

Les points cl\u00e9s de la lettre sont les suivants :<\/p>\n\n\n\n

    \n
  • Le Conseil a pris acte de la clarification de CIRO selon laquelle le programme sera g\u00e9r\u00e9 en utilisant ses ressources et sa structure existantes, le Bureau de l’avocat g\u00e9n\u00e9ral agissant en tant qu’administrateur. Le CAC reconna\u00eet que le CIRO a r\u00e9alis\u00e9 une \u00e9tude d’impact et a conclu que les avantages pour les investisseurs l’emportent sur les co\u00fbts administratifs.<\/li>\n\n\n\n
  • Le Conseil a \u00e9galement soutenu le projet du CIRO de proc\u00e9der \u00e0 des examens r\u00e9guliers pour \u00e9valuer l’efficacit\u00e9 du programme et a encourag\u00e9 la publication de ces r\u00e9sultats pour am\u00e9liorer la transparence et informer des initiatives r\u00e9glementaires similaires.<\/li>\n\n\n\n
  • Le CAC a not\u00e9 que l’Administrateur a le pouvoir discr\u00e9tionnaire de renoncer aux distributions si les co\u00fbts d\u00e9passent les avantages, sur la base de facteurs tels que le montant des fonds collect\u00e9s, le nombre et la valeur des demandes d’indemnisation, la localisation des demandeurs et la faisabilit\u00e9 du traitement des paiements. Le Conseil a encourag\u00e9 le CIRO \u00e0 publier les raisons de ces d\u00e9cisions afin de maintenir la transparence.<\/li>\n\n\n\n
  • En outre, le CAC a demand\u00e9 des \u00e9claircissements sur la question de savoir si les fonds r\u00e9siduels des distributions non poursuivies resteront dans le fonds restreint de CIRO pour les r\u00e9clamations futures ou s’ils seront transf\u00e9r\u00e9s sur un compte g\u00e9n\u00e9ral.<\/li>\n\n\n\n
  • Le CAC a salu\u00e9 cette initiative comme un m\u00e9canisme important pour renforcer la protection des investisseurs, l’int\u00e9grit\u00e9 du march\u00e9 et la confiance, a appr\u00e9ci\u00e9 la r\u00e9activit\u00e9 de l’OCRCVM aux commentaires, et reste ouvert \u00e0 un engagement plus pouss\u00e9 sur cette question et sur d’autres questions r\u00e9glementaires.<\/li>\n<\/ul>\n","protected":false},"excerpt":{"rendered":"

    T\u00e9l\u00e9charger le PDF : CIRO – Rule Consolidation Project \u2013 Phase 4 R\u00e9sum\u00e9 de la lettre : CIRO publie pour commentaires la phase 4 de ses propositions de r\u00e8gles dans le cadre de son projet de consolidation des r\u00e8gles. Le projet de consolidation des r\u00e8gles regroupera les deux ensembles de r\u00e8gles actuellement applicables aux courtiers […]<\/p>\n","protected":false},"author":8,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"categories":[128],"tags":[],"class_list":["post-3920","post","type-post","status-publish","format-standard","hentry","category-canadian-investment-regulatory-organization-ciro-fr"],"acf":[],"featured_image_src":null,"author_info":{"display_name":"clloyd@cfacanada.org","author_link":"https:\/\/cfacanada.org\/fr\/author\/clloydcfacanada-org\/"},"yoast_head":"\nCIRO - Rule Consolidation Project \u2013 Phase 4 - CFA Societies Canada<\/title>\n<meta name=\"description\" content=\"CAC's response to CIRO - Rule Consolidation Project \u2013 Phase 4\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/cfacanada.org\/fr\/ciro-rule-consolidation-project-phase-4\/\" \/>\n<meta property=\"og:locale\" content=\"fr_FR\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"CIRO - 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