{"id":4647,"date":"2025-11-10T18:34:00","date_gmt":"2025-11-10T23:34:00","guid":{"rendered":"https:\/\/cfacanada.org\/ciro-proposed-new-guidance-on-order-execution-only-account-services-and-activities\/"},"modified":"2025-11-21T11:39:41","modified_gmt":"2025-11-21T16:39:41","slug":"ciro-proposed-new-guidance-on-order-execution-only-account-services-and-activities","status":"publish","type":"post","link":"https:\/\/cfacanada.org\/fr\/ciro-proposed-new-guidance-on-order-execution-only-account-services-and-activities\/","title":{"rendered":"OCRI – Proposition de nouvelles lignes directrices sur les services et activit\u00e9s li\u00e9s aux comptes d’ex\u00e9cution d’ordres uniquement"},"content":{"rendered":"\n

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OCRI – Proposition de nouvelles lignes directrices sur les services et activit\u00e9s li\u00e9s aux comptes d’ex\u00e9cution d’ordres uniquement<\/h1>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n <\/div>\n\n\n\n\n\n

T\u00e9l\u00e9charger le PDF :<\/h2>\n\n\n\n

OCRI – Proposition de nouvelles lignes directrices sur les services et activit\u00e9s li\u00e9s aux comptes d’ex\u00e9cution d’ordres uniquement<\/a><\/p>\n\n\n\n

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R\u00e9sum\u00e9 de la lettre :<\/h2>\n\n\n\n

OCRI a propos\u00e9 de nouvelles lignes directrices visant \u00e0 mettre \u00e0 jour les r\u00e8gles relatives aux comptes d’ex\u00e9cution d’ordres uniquement (OEO), afin de permettre aux courtiers de fournir davantage de ressources \u00e9ducatives et d’aide \u00e0 la prise de d\u00e9cision aux investisseurs \u00ab autonomes \u00bb (DIY) sans faire de recommandations sp\u00e9cifiques. Les lignes directrices propos\u00e9es visent \u00e0 aider les investisseurs autonomes \u00e0 prendre des d\u00e9cisions plus \u00e9clair\u00e9es en leur donnant acc\u00e8s \u00e0 des outils tels que des outils d’auto-\u00e9valuation, des alertes et des exemples de portefeuilles, tout en maintenant la protection des investisseurs et les limites r\u00e9glementaires. Ce changement fait suite au nombre croissant d’investisseurs autonomes qui utilisent des sources d’information non r\u00e9glement\u00e9es.<\/p>\n\n\n\n

Aper\u00e7u des commentaires du Conseil :<\/h2>\n\n\n\n


Le CAC a r\u00e9pondu \u00e0 la nouvelle proposition de lignes directrices de la OCRI concernant les services et activit\u00e9s li\u00e9s aux comptes d’ex\u00e9cution d’ordres uniquement (OEO), exprimant son soutien global \u00e0 l’\u00e9volution vers un cadre r\u00e9glementaire fond\u00e9 sur des principes. Le CAC s’est f\u00e9licit\u00e9 de la r\u00e9activit\u00e9 de la OCRI aux recommandations pr\u00e9c\u00e9dentes, notamment en ce qui concerne la surveillance de la configuration des plateformes, l’am\u00e9lioration des fonctionnalit\u00e9s des portefeuilles mod\u00e8les et la prudence \u00e0 l’\u00e9gard des influenceurs financiers et des outils de copie de transactions. Le CAC a encourag\u00e9 la mise \u00e0 jour continue et agile des lignes directrices en r\u00e9ponse aux \u00e9volutions du secteur.<\/p>\n\n\n\n

<\/p>\n","protected":false},"excerpt":{"rendered":"

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