{"id":4841,"date":"2026-06-23T10:55:50","date_gmt":"2026-06-23T14:55:50","guid":{"rendered":"https:\/\/cfacanada.org\/ciro-bulletin-26-0040-proposed-dual-registration-requirements-proposed-ciro-rules\/"},"modified":"2026-06-23T11:03:48","modified_gmt":"2026-06-23T15:03:48","slug":"ciro-bulletin-26-0040-proposed-dual-registration-requirements-proposed-ciro-rules","status":"publish","type":"post","link":"https:\/\/cfacanada.org\/fr\/ciro-bulletin-26-0040-proposed-dual-registration-requirements-proposed-ciro-rules\/","title":{"rendered":"OCRI &#8211; Bulletin 26-0040 &#8211; Projet de dispositions relatives \u00e0 la double inscription &#8211; Projet de r\u00e8glement du OCRI"},"content":{"rendered":"\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n    <div class=\"hero hero--without-image hero-banner-block alignfull\">\n        <div class=\"hero__wrapper container\">\n            <div class=\"row justify-content-between align-items-center g-0\">\n                <div class=\"d-flex col-12\">\n                    <div class=\"hero__content\">\n                        <h1 class=\"hero__title\">OCRI &#8211; Bulletin 26-0040 &#8211; Projet de dispositions relatives \u00e0 la double inscription &#8211; Projet de r\u00e8glement du OCRI<\/h1>\n                                                                                            <\/div>\n                <\/div>\n                            <\/div>\n        <\/div>\n    <\/div>\n\n\n\n\n\n<h2 class=\"wp-block-heading\">T\u00e9l\u00e9charger le PDF :<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\"><a href=\"https:\/\/cfacanada.org\/wp-content\/uploads\/2026\/06\/CIRO-26-0040-Proposed-Dual-Registration-Amendments.pdf\" target=\"_blank\" rel=\"noreferrer noopener\">OCRI &#8211; Bulletin 26-0040 &#8211; Projet de dispositions relatives \u00e0 la double inscription &#8211; Projet de r\u00e8glement du OCRI<\/a><\/p>\n\n\n\n<div style=\"height:32px\" aria-hidden=\"true\" class=\"wp-block-spacer\"><\/div>\n\n\n\n<h2 class=\"wp-block-heading\">R\u00e9sum\u00e9 de la lettre :<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">Le OCRI sollicite des commentaires sur les modifications apport\u00e9es \u00e0 son projet de r\u00e8glement, qui visent \u00e0 supprimer le cadre de double enregistrement. Ces modifications supprimeraient les exigences de mise \u00e0 niveau des comp\u00e9tences pour les conseillers sp\u00e9cialis\u00e9s exclusivement dans les fonds communs de placement au sein des membres courtiers en valeurs mobili\u00e8res et officialiseraient les conditions d&rsquo;exemption actuellement appliqu\u00e9es par les soci\u00e9t\u00e9s \u00e0 double enregistrement. L&rsquo;objectif est de simplifier les exigences d&rsquo;enregistrement et de cr\u00e9er un cadre plus coh\u00e9rent pour l&rsquo;ensemble des membres courtiers.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Aper\u00e7u des observations du Conseil :<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">Le CAC a globalement soutenu les modifications propos\u00e9es par le OCRI concernant la double inscription, soulignant que le fait d\u2019autoriser les membres courtiers en valeurs mobili\u00e8res \u00e0 exploiter des divisions de fonds communs de placement dans le cadre d\u2019une inscription unique permettrait de r\u00e9duire les doublons et s\u2019inscrirait dans le cadre plus large de la consolidation de la r\u00e9glementation des courtiers. Toutefois, le CAC a pr\u00e9cis\u00e9 qu\u2019une v\u00e9ritable unification r\u00e9glementaire n\u00e9cessitait une modernisation des normes de comp\u00e9tence et de conduite applicables aux personnes agr\u00e9\u00e9es exer\u00e7ant exclusivement dans le domaine des fonds communs de placement. Le CAC a recommand\u00e9 que l\u2019OCRI et les ACVM \u00e9laborent des crit\u00e8res de comp\u00e9tence de base int\u00e9gr\u00e9s en s\u2019appuyant sur le profil de comp\u00e9tences de l\u2019OCRI et son approche ax\u00e9e sur l\u2019\u00e9valuation, y compris une formation obligatoire en mati\u00e8re de d\u00e9ontologie. Le CAC a \u00e9galement encourag\u00e9 l\u2019OCRI \u00e0 fournir une analyse d\u2019impact plus quantitative lors de ses futures consultations.<br><\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>T\u00e9l\u00e9charger le PDF : OCRI &#8211; Bulletin 26-0040 &#8211; Projet de dispositions relatives \u00e0 la double inscription &#8211; Projet de r\u00e8glement du OCRI R\u00e9sum\u00e9 de la lettre : Le OCRI sollicite des commentaires sur les modifications apport\u00e9es \u00e0 son projet de r\u00e8glement, qui visent \u00e0 supprimer le cadre de double enregistrement. Ces modifications supprimeraient les [&hellip;]<\/p>\n","protected":false},"author":8,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":""},"categories":[128],"tags":[],"class_list":["post-4841","post","type-post","status-publish","format-standard","hentry","category-canadian-investment-regulatory-organization-ciro-fr"],"acf":[],"featured_image_src":null,"author_info":{"display_name":"clloyd@cfacanada.org","author_link":"https:\/\/cfacanada.org\/fr\/author\/clloydcfacanada-org\/"},"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.9 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>OCRI - Bulletin 26-0040 - Projet de dispositions relatives \u00e0 la double inscription - Projet de r\u00e8glement du OCRI - CFA Societies Canada<\/title>\n<meta name=\"description\" content=\"R\u00e9ponse de CFA Societies Canada au Bulletin 26-0040 du OCRI \u2013 Exigences propos\u00e9es en mati\u00e8re de double inscription \u2013 R\u00e8gles propos\u00e9es par le OCRI.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/cfacanada.org\/fr\/ciro-bulletin-26-0040-proposed-dual-registration-requirements-proposed-ciro-rules\/\" \/>\n<meta property=\"og:locale\" content=\"fr_FR\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"OCRI - Bulletin 26-0040 - Projet de dispositions relatives \u00e0 la double inscription - Projet de r\u00e8glement du OCRI - CFA Societies Canada\" \/>\n<meta property=\"og:description\" content=\"R\u00e9ponse de CFA Societies Canada au Bulletin 26-0040 du OCRI \u2013 Exigences propos\u00e9es en mati\u00e8re de double inscription \u2013 R\u00e8gles propos\u00e9es par le OCRI.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/cfacanada.org\/fr\/ciro-bulletin-26-0040-proposed-dual-registration-requirements-proposed-ciro-rules\/\" \/>\n<meta property=\"og:site_name\" content=\"CFA Societies Canada\" \/>\n<meta property=\"article:published_time\" content=\"2026-06-23T14:55:50+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2026-06-23T15:03:48+00:00\" \/>\n<meta name=\"author\" content=\"clloyd@cfacanada.org\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"\u00c9crit par\" \/>\n\t<meta name=\"twitter:data1\" content=\"clloyd@cfacanada.org\" \/>\n\t<meta name=\"twitter:label2\" content=\"Dur\u00e9e de lecture estim\u00e9e\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/cfacanada.org\\\/fr\\\/ciro-bulletin-26-0040-proposed-dual-registration-requirements-proposed-ciro-rules\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/cfacanada.org\\\/fr\\\/ciro-bulletin-26-0040-proposed-dual-registration-requirements-proposed-ciro-rules\\\/\"},\"author\":{\"name\":\"clloyd@cfacanada.org\",\"@id\":\"https:\\\/\\\/cfacanada.org\\\/#\\\/schema\\\/person\\\/bfb8c441f84b1651d6d5ad4a42a07022\"},\"headline\":\"OCRI &#8211; 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