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April 2022 Advocacy Newsletter
Summary:
Over the past month, the CAC responded to two requests for comments including IIROC’s proposed amendments to reporting, internal investigation and client complaint requirements, and the CSA’s request for comment on proposed amendments to NI 41-
101 general prospectus requirements and NI 81—101 mutual fund prospectus disclosure. Detailed summaries of the proposals and the Council’s comments are provided below