
Investor Protection
We fight for investor protection from an unbiased and professional perspective, believing that trust in markets by investors of all types is a critical component of market integrity.

Professionalism
We are champions of professionalism – meaning the highest standards of competency, ethics, and duty to clients.

Integrity
We believe that markets function best when underpinned by integrity and transparency.

Working Together
Markets, regulators and investment professionals should work together to protect and foster the societal benefits of well-functioning financial markets.
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CSA – Notice and Request for Comment – Proposed Amendments to National Instrument 44-102 Shelf Distributions Relating to Well-known Seasoned Issuers
November 29, 2023
Read MoreCPAB – Request for comment on the Canadian Public Accountability Board’s proposed rule changes
November 24, 2023
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November 20, 2023
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