We fight for investor protection from an unbiased and professional perspective, believing that trust in markets by investors of all types is a critical component of market integrity.
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We believe that markets function best when underpinned by integrity and transparency.
Markets, regulators and investment professionals should work together to protect and foster the societal benefits of well-functioning financial markets.
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CSA – Notice and Request for Comment – Proposed Amendments to National Instrument 44-102 Shelf Distributions Relating to Well-known Seasoned Issuers
November 29, 2023Read More
CPAB – Request for comment on the Canadian Public Accountability Board’s proposed rule changes
November 24, 2023Read More
CFA Institute – Exposure Draft of the Guidance Statement for OCIO Strategies
November 20, 2023Read More
CSA – Proposed Amendments to Form 58-101F1 Corporate Governance Disclosureof National Instrument 58-101 Disclosure of Corporate Governance Practicesand Proposed Changes to National Policy 58-201 Corporate Governance Guidelines
September 29, 2023Read More
Manitoba Finance – Financial Planner Title Protection in Manitoba
September 28, 2023Read More
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