
Investor Protection
We fight for investor protection from an unbiased and professional perspective, believing that trust in markets by investors of all types is a critical component of market integrity.

Professionalism
We are champions of professionalism – meaning the highest standards of competency, ethics, and duty to clients.

Integrity
We believe that markets function best when underpinned by integrity and transparency.

Working Together
Markets, regulators and investment professionals should work together to protect and foster the societal benefits of well-functioning financial markets.
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CIRO – Consultation Paper – Proposed Proficiency Model – Approved Persons under the Investment Dealer and Partially Consolidated Rules (the “Consultation”)
September 20, 2023
Read MoreFinance Ontario – New Regulation made under sections 19(2)(b)(iii) and 36(0.1) of the Securities Commission Act, 2021 that prescribes additional purposes for which the Ontario Securities Commission (OSC) can use enforcement money
September 18, 2023
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