ADVANCING ADVOCACY

The Canadian Advocacy Council has been one of the most active stakeholders in the development of policy and regulation for over 20 years.

Investor Protection

Investor Protection

We fight for investor protection from an unbiased and professional perspective, believing that trust in markets by investors of all types is a critical component of market integrity.

Professionalism

Professionalism

We are champions of professionalism – meaning the highest standards of competency, ethics, and duty to clients.

Integrity

Integrity

We believe that markets function best when underpinned by integrity and transparency.

Working Together

Working Together

Markets, regulators and investment professionals should work together to protect and foster the societal benefits of well-functioning financial markets.

CANADIAN ADVOCACY COUNCIL
CANADIAN INVESTMENT PERFORMANCE COUNCIL

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Manitoba Finance – Financial Planner Title Protection in Manitoba
September 28, 2023
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CIRO – Consultation Paper – Proposed Proficiency Model – Approved Persons under the Investment Dealer and Partially Consolidated Rules (the “Consultation”)
September 20, 2023
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Finance Ontario – New Regulation made under sections 19(2)(b)(iii) and 36(0.1) of the Securities Commission Act, 2021 that prescribes additional purposes for which the Ontario Securities Commission (OSC) can use enforcement money
September 18, 2023
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CFA Institute – Exposure Draft Guidance Statement on Firms Managing only Broad Distribution Pool Funds
August 22, 2023
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FSRA – Consultation on updated proposed amendments to the Unfair or Deceptive Acts or Practices Rule
June 30, 2023
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