November 2019 Advocacy Newsletter

November 12, 2019

Download PDF:

November 2019 Advocacy Newsletter

Summary:

IIROC is publishing for comment proposed amendments (Proposed Amendments) to IIROC Rule 95001 (Rule 9500) to eliminate restrictions on information IIROC can receive from its approved ombudsman service, the Ombudsman for Banking Services and Investments (OBSI).