September 2019 Advocacy Newsletter

September 10, 2019

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September 2019 Advocacy Newsletter

Summary:

The amendments to the fee rule in New Brunswick would impose new late fees for late filings of certain documents, including exempt distribution reports and insider reports, in each case to a maximum for each report or calendar year as applicable. In addition, requests for refunds would need to be made within 2 years. Fees are charged in similar circumstances in other CSA jurisdictions.