CIRO – Proposal to Harmonize CIRO Continuing Education (CE) Programs

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CIRO – Proposal to Harmonize CIRO Continuing Education (CE) Programs

Letter Summary:

The Canadian Investment Regulatory Organization (CIRO) is proposing rule amendments to its continuing education (CE) programs under the Investment Dealer Partial Consolidated (IDPC) Rules and
the Mutual Fund Dealer (MFD) Rules as part of its commitment to developing harmonized Continuing Education (CE) rules.

Overview of the Council’s Comments: