Ethics & Standards

Professionalism can only exist within an industry when those acting with transparency, integrity, candor, and trust reach a critical mass.

Women smiling during meeting

We have long championed the values of transparency, integrity, cantor, and trust through our Code of Ethics and Standards of Professional Conduct.

Working towards better

CFA Institute believes that the investment industry should work for the ultimate benefit of society, and that cannot be achieved without the highest possible standards and ethics.

Ethics for the Investment Management Professional

A commitment to ongoing ethics education ensures that you are prepared to make critical decisions that demonstrate your professional and ethical competence.

Investment Industry Standards

Through codes, guidelines, and standards, CFA Institute develops and administers practical tools for firms to guide Investment Industry Standards.

Professional Conduct Program

The Professional Conduct Program investigates, sanctions, and discloses violations to uphold our strong ethical principles and protect the value of your charter.

CFA Societies Canada Ethics Challenge

The CFA Societies Canada Ethics Challenge embodies the mission of CFA Institute by promoting “the highest standards of ethics, education, and professional excellence.” It fulfills this mission by promoting best practices in the investment profession and preparing students for the ethical dilemmas they may face in their careers.

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