IIROC Republication of Best Execution

December 9, 2016

Download PDF:

IIROC Republication of Best Execution

Letter Summary:

We are supportive of the efforts made by IIROC to require additional disclosure by Dealer Members of their best execution policies and procedures and are in agreement with the changes from the original proposals that are reflected in the Proposed Amendments.

Overview of the Council’s Comments:

Disclosure of the required additional information will help an investor analyze a dealer’s routing choices and draw conclusions with respect to how that particular dealer satisfies its best execution